Industries/Healthtech/Clinical decision support (CDS)

Clinical decision support (CDS)

AI-driven clinical decision support is dual-regulated: MDR Annex VIII rule 11 classifies most CDS software as Class IIa or higher, which routes it into AI Act Art. 6(1) high-risk via Annex I. Notified bodies are demanding per-decision evidence for post-market surveillance + technical documentation. Promethean ships the audit-trail substrate that satisfies both regulatory regimes.

Updated ·Use case in Healthtech·MDR · AI Act Art. 6(1) · FDA SaMD

What this is

Clinical decision support (CDS) is AI software intended to provide information used to take decisions for diagnostic or therapeutic purposes. Typical features in healthtech SMBs: symptom triage scoring, differential-diagnosis suggestion, alert prioritisation in EHR workflows, lab-value flagging, mental-health risk scoring.

Under MDR (Reg. 2017/745) Annex VIII rule 11, CDS software is Class IIa or higher — clinical evaluation, technical documentation (Annex II), post-market surveillance (Art. 83), and CE marking via notified-body conformity assessment all apply. Class IIb attaches when decisions could cause serious deterioration; Class III when life-threatening.

MDR-classified CDS routes into AI Act Art. 6(1) automatically: AI Act Annex I lists MDR; Class IIa+ devices require third-party conformity assessment; the combined effect is that AI-incorporating CDS software is high-risk under the AI Act regardless of Annex III. Art. 9 (risk management), Art. 10 (data governance), Art. 12 (record-keeping), Art. 14 (human oversight), Art. 15 (accuracy + robustness) apply.

Promethean is not an FDA-cleared device or a CE-marked component itself. It's the per-decision evidence substrate that sits alongside your CDS software, recording each clinical recommendation as an L12 entry: spec hash (which rubric / algorithm version was active), input hash, output canonical hash, reviewer verdict (where clinician sign-off applies), model identity, fallback flag.

Regulatory pressure specific to Clinical decision support (CDS)

MDR Annex VIII rule 11 — software classification

Software intended to provide information used to take decisions for diagnostic or therapeutic purposes is Class IIa unless decisions could cause serious deterioration (IIb) or life-threatening outcomes (III).

Official source ↗

EU AI Act Art. 6(1) — high-risk via product legislation

An AI system is high-risk under Art. 6(1) when it is (or is a safety component of) a product covered by Annex I harmonisation legislation requiring third-party conformity assessment. MDR is on Annex I.

Official source ↗

MDR Art. 83 — post-market surveillance

Manufacturers must plan + document + implement a post-market surveillance system proportionate to risk class. CDS at Class IIa+ requires a Periodic Safety Update Report (PSUR) for Class IIa every two years, annually for IIb/III.

Official source ↗

FDA SaMD guidance (US) — Software as a Medical Device

For US deployments, FDA's SaMD framework + the 2024 Final Guidance on Predetermined Change Control Plans (PCCPs) apply. PCCPs allow planned model updates within a pre-approved envelope — auditable change history is the underlying evidence.

Official source ↗

How Promethean addresses this

  • MDR Art. 10 + Annex II technical documentation

    Per-decision L12 entries are evidence-generating artifacts that feed the Annex II technical documentation — specifically the design + manufacturing information section + post-market surveillance plan. The substrate's spec definition serves as a structured component of the system description.

  • MDR Art. 83 post-market surveillance

    L12 chain is the operator's tamper-evident audit trail. Fallback rate, schema-validity rate, reviewer-override rate (where clinician sign-off exists) are surveillance metrics computable directly from the chain. Trend changes are early-warning signals.

  • AI Act Art. 12 record-keeping

    Article 12 demands logging proportionate to the system's risk + intended purpose. The L12 chain is the technical mechanism: per-decision Ed25519-signed entries with model identity + spec hash + input/output hashes. Retention is operator-controlled; substrate doesn't force a window.

  • AI Act Art. 14 human oversight (clinician sign-off)

    Reviewer-gate primitive captures the override or approval per decision. The chain's reviewer-verdict distribution is the empirical evidence that 'a clinician is in the loop' is meaningful — high override rate = real intervention; near-zero = rubber-stamping (regulator-worrying signal).

  • FDA PCCP — model-update audit trail

    When the model is updated within the PCCP envelope, the new spec gets a new specHash. The chain shows the transition timestamp, the version pair, and the post-update fallback / accuracy metrics. PCCP audits demand exactly this kind of versioned evidence.

What this looks like in practice

Hypothetical: notified-body conformity assessment for a Class IIa triage CDS

A telehealth SMB submits its Class IIa symptom-triage CDS for notified-body conformity assessment. The notified body asks: 'demonstrate post-market surveillance evidence (Art. 83), evidence of human oversight (AI Act Art. 14), evidence the system falls back safely under adverse conditions (Art. 15).' Without Promethean: 18 months of clinician sign-off PDFs + Excel exports + a narrative document — and gaps where the notified body's auditor pushes back. With Promethean: a single handoff packet referencing the L12 chain export with concrete metrics — reviewer-verdict distribution shows 12% physician override (meaningful oversight); fallbackTriggered over 90 days = 3.2% (within risk-management plan); specHash sequence shows no silent model swaps. The notified body's auditor runs verify.mjs against the chain export. Conformity decision: positive.

Frequently asked

Is Promethean itself a medical device that needs CE marking?

No. Promethean is the audit-trail substrate underneath your CDS — it doesn't make medical decisions itself; it records the decisions your CDS makes. The substrate is regulated like any compliance / observability tooling, not as a medical device. Your CDS software is the device that needs CE marking; Promethean provides the evidence layer that supports the manufacturer's MDR + AI Act obligations.

We're at Class IIa, looking at Class IIb expansion. What changes?

Class IIb means decisions could cause serious deterioration of the patient's health. Risk-management requirements (Art. 10 + Annex I) get stricter; technical documentation expands; PSUR cadence becomes annual; notified-body scrutiny increases. The substrate's role doesn't change structurally — what changes is the depth + frequency of evidence the substrate's chain feeds into. Most healthtech SMBs growing into Class IIb find the existing substrate continues to fit; what gets harder is the operator-side risk-management documentation around it.

Does Promethean integrate with our EHR / clinical workflow tool?

Promethean integrates at the model-call layer (where your CDS invokes the AI) — typically a single-line code change in your service. The EHR side is unchanged. Your CDS's output flows back into the EHR via your existing integration; Promethean records the decision into the L12 chain as a side effect of the call. No new EHR adapter needed.

PHI never enters the chain — but what about the upstream LLM provider?

Promethean stores SHA-256 hashes of inputs / outputs, not the raw content. Whether your upstream LLM provider (Anthropic, OpenAI, Azure OpenAI Service, Google Med-PaLM, etc.) sees raw PHI is governed by your BAA + the provider's data-residency + retention terms. Most healthtech SMBs use a HIPAA-compliant LLM endpoint (Azure OpenAI BAA, AWS Bedrock + BAA, or a self-hosted model). Promethean's PII-safe-by-construction design is orthogonal to that decision; it complements the BAA layer.